Trading Direct

Mutual Funds

• Mutual fund offerings are separated into three (3) categories: 

1. Load Funds:
There is a front-end or back-end load, determined by the prospectus.

2. No-Load Funds:
There is a $21.95 commission to buy or sell.

3. FundVest ® No-Transaction-Fee Funds:
      There is no commission/fee to buy. There is no commission/fee to sell, provided that shares were held at least six months, otherwise a $50 short-term redemption fee may apply. 
       Over 5000 no-load & load funds available. Download/view FundVest List as XLS spreadsheet or a PDF. (Last update 08/22/2016).
       List includes both Retail (Focus) & Institutional class funds.  Institutional funds can be purchased by individuals, often with reduced minimums.  You do not have to be an institution to buy institutional class shares through Trading Direct.

• Note: Investors should consider the investment objectives, risks, charges and expenses of the investment company carefully before investing. To check this or any other information about a specific mutual fund, please request a prospectus from the fund company or Trading Direct, to read thoroughly before entering an order.

• Thousands of open-end mutual funds, from over 500 families, are available through Trading Direct, a div. of York Securities, Inc.  (List displayed below).

Mutual Fund Families available for purchase as of 08/22/2016:

• 13D Activist Funds
• 1919 Funds (formerly Legg Mason Investment Counsel)
• 360 Funds (IMS Capital Management)
• 361 Funds
• AAM (Advisors Asset Management) Mutual Funds
• Aberdeen Funds
• Absolute Funds (Forum Funds)
• Acadian Funds (Advisors Inner Circle)
• ACM Dynamic Funds (Ascendant Capital Management)
• Adams Harkness (Forum Funds)
• Adaptive Allocation Fund
• Adirondack Funds
• AdvisorOne
• Advisors Inner Circle
• Advisory Research Funds
• Affinity Small Cap
• Aftershock Strategies
• AI Funds Trust (American Indepedence / Risk X)
• Akre Focus Fund
• Al Frank Funds
• All Terrain Opportunity
• Alpha Capital
• AlphaCentric Funds
• AlphaMark Investment Trust
• AlphaOne Micro Cap (Advisor's Inner Circle)
• Alpine ACR Multi Strategy
• Altegris Family of Mutual Funds
• Amana Funds (Saturna)
• AMCAP Fund
• AmericaFirst Funds
• American Beacon Funds
• American Century Investments
• American Funds
• American Independence Funds Trust (Risk X)
• American Trust Allegiance Fund
• AMG Funds
• Anchor Alternative Income Fund
• Anfield Universal Fixed Income Funds
• Angel Oak Funds
• Apex Funds
• APEXcm Funds
• API Funds
• Appleseed Funds
• Arbitrage Funds, The
• Ariel Funds
• Aristotle Funds
• Armour Alternative Income (Granite Harbor)
• Arrow Funds
• Artio Funds (Aberdeen)
• Ascendant Funds
• Aston Funds
• Astor Funds
• Athena Value (Princeton Fund Advisors)
• Aurora Horizon Investment Management
• Auxier Asset Management AAM (Forum Funds)
• Avatar Funds
• Ave Maria Mutual Funds
• B. Riley Diversified Equity Institutional (World Funds)
• Babson Capital Management
• Baird Funds (R.W. Baird Funds)
• Balter Liquid Alternatives (Balter Discretnry Investments)
• Bandon funds (Fortress Funds)
• Baron Funds
• Barrow All-Cap Long/Short Funds
• BBH (Brown Brothers Harriman) Mutual Funds
• BDC Income Fund (Forum Funds)
• Beck Mack & Oliver (Forum Funds)
• Becker Funds (Professionally Managed Portfolios)
• Beech Hill Total Return
• BeeHive Fund (Forum Funds)
• Belvedere Funds
• Bernzott US Small Cap Value
• Berwyn Funds
• Big 4 Onefund (The World Funds Trust)
• Biondo Funds
• BNY Mellon Funds
• Blair (William Blair) Funds
• Blue Current Funds
• BMO (Bank of Montreal) Funds
• Bogle Investment Management Small Cap Growth
• Bond Fund of America
• BPV Funds
• Bradesco Latin America Funds (Fundvantage Trust)
• Brandes Funds
• Brandywine Funds
• Braver Tactical Opportunity
• Breithorn Long/Short
• Bridgehampton Value Strategies
• Bridgeway Funds
• Broadview Funds
• Brown Advisory Funds
• Brown Capital Funds
• BTS Funds
• Buffalo Funds
• Burnham Funds
• C Tactical Dynamic Fund (Capital Advisors)
• Cadence Funds
• Calamos Funds
• Calvert Funds
• CAM Broad Market Strategic Income
• Cambriar Funds (Advisor's Inner Circle)
• Camelot Funds
• Cane Alternative Strategies
• CAN SLIM Select Growth (NorthCoast Asset Mgmt)
• Capital Advisors Growth Fund
• Capital Income Builder
• Capital Management Group (CMG) Funds
• Capital World
• Capstone Series Fund (Capstone Asset-Steward)
• Carne Capital Funds (Forum Funds)
• Castle Focus Fund (PFS Funds)
• Catalyst Funds
• Causeway Funds
• CBRE Clarion (Advisors Inner Circle)
• CCA Funds
• Cedar Ridge Unconstrained Credit Funds
• Centre Funds
• Champlain Investment Partners (Advisors Inner Circle II)
• Charles Schwab Funds
• Chartwell Small Cap Value
• Chase Funds (Chase Investment Council Corp)
• Chesapeake Funds
• Chicago Equity Partners
• Cincinnati Asset Management (CAM) Broad Market
• Clipper Funds (part of Davis Funds)
• CLS Investments (AdvisorOne)
• CM Advisors
• CMG Funds (Capital Management Group)
• CNI (City Nationale) Rochdale Funds
• Collins Funds
• Commerce Funds
• Commonwealth Funds
• Compass EMP Funds
• Conductor Global Funds
• Conestoga
• Congress Asset Management Mutual Funds
• Consilium Emerging Market
• Convergence Investment Partners Mutual Funds
• Cook & Bynum
• Copeland Funds
• Counterpoint Mutual Funds
• Covered Bridge Funds, The
• Cozad Small Cap Value Funds
• CRA Funds (Community Reinvestment Act)
• Crawford Mutual Funds (Crawford Investment Council)
• Credit Suisse Asset Management US Funds
• CRM Funds
• Crow Point Hedged Global Equity
• Cullen Funds
• Cutler Trust
• CVR Portfolio Funds (Forum Funds)
• CWC Small Cap Aggressive Value
• Dana Funds
• Davenport Funds (Williamsburg Investment Trust)
• Davis Funds
• Day Hagan Funds
• Delaware Investments (Macquarie Group)
• Destra Funds
• DF Dent (Forum Funds)
• DGHM Funds (The World Funds Trust)
• Diamond Hill Capital Management
• Direxion Investments Mutual Funds
• Discretionary Managed Futures
• Diversified Risk
• Dodge & Cox Funds
• Domini Social
• DoubleLine Funds
• Dreyfus
• Driehaus Mutual Funds
• Dunham Funds
• DWS Funds
• Eagle Family of Funds
• Eagle MLP Stategy
• EAS Crow Point/Genesis Alternatives
• Eaton Vance
• Edgewood Funds (Advisor's Inner Circle)
• EIC Value (Fundvantage Trust)
• Elessar Funds
• Emerald Mutual Funds
• Empiric Funds
• EP Funds
• Epiphany Funds
• Equinox / MutualHedge Futures Strategy
• Essex Small/Micro Cap Growth Funds
• EuroPac Funds
• EuroPacific Growth Fund
• European Equity Fund (The World Funds Trust)
• Even Keel Funds
• Eventide Funds
• Exceed Structured Shield (Forum Funds)
• Falcon Focus
• FAM Funds (Fenimore Asset Management)
• FBP Funds (Flippin, Bruce & Porter)
• Federated Investors
• Fidelity Investments
• First Investors (Foresters Company)
• Firsthand Funds
• First Trust Funds
• Flippin, Bruce & Porter (FBP) Funds
• FMI Funds
• Footprints Discover Value
• Forester Capital Management
• Fortress Funds (Bandon Funds)
• Fortunatus Protactical Funds
• Forum Funds
• Forward Funds
• FPA Funds
• FQ Funds
• Franklin Templeton Funds
• Franklin Templeton Offshore Funds
• Frontier Funds
• Frost Mutual Fund Family (Advisors Inner Circle II)
• Fundamental Investors
• FundVantage Trust Funds
• FundX Funds
• FX Strategy Fund, The
• Gabelli Funds
• Galapagos Partners
• GAMCO Investors (Gabelli)
• GaveKal Knowledge Leaders
• Geneva Advisors Funds
• Gerstein Fisher Funds
• GinkGo Multi-Strategy Funds
• Giralda Risk Managed Growth
• GL Macro Performance
• Glenmede Portfolio
• Golden Capital Management (Forum Funds)
• Good Harbor Funds
• Gotham Funds (Fundvantage Trust)
• Grandeur Peak Funds
• Granite Harbor Funds
• Grant Park Funds
• Graty International Growth Fund
• Green Century
• Greenspring Fund (IndexIQ)
• Growth Fund of America
• Guggenheim Investments
• GuideStone Funds
• Guinness Atkinson Funds
• GW&K Investment Management
• Hamlin High Dividend (Advisors Inner Circle)
• Hancock Horizon Funds (Advisors Inner Circle II)
• Hanlon Funds
• Hansberger International Series
• Harbor Funds (Shenkman Funds)
• Harding Loevner Funds for US Investors
• Hartford Funds
• Harvest Funds (Advisors Inner Circle)
• Hatteras Alternative Funds
• Haverford Quality Growth (Advisors Inner Circle)
• HCM (Howard Capital Management) Funds
• Heartland Funds
• Henderson Global Funds
• Hennessy Funds
• Highland Funds
• HM Payson Total Return (Forum Funds)
• Hodges Mutual Funds
• Homestead Funds
• Horizon Active Funds (AdvisorOne)
• Horizon Kinetics Funds
• Hotchkis & Wiley
• HSBC Investor Funds
• Huber Funds
• Hussman Funds
• Icon Funds
• Iman Fund (Allied Asset Investors)
• IMS Capital Management (360 Funds)
• Income Fund of America
• IndexIQ Funds
• Inflation Hedges Strategy
• ING Investments (See Voya)
• Innealta Captial Funds
• Integrity Viking Funds
• Intermediate Bond Fund of America
• International Growth and Income Fund
• Intrepid Capital Funds
• Invesco AIM Funds
• Investment Company of America
• Investment House Funds, The
• Investment Managers Series Trust (IMST)
• Investment Partners Opportunities
• Iron Horse Fund
• Ironclad Managed Risk
• Issachar Fund, The
• Ivy Funds (Waddell & Reed)
• Jacob Funds
• JAG Large Cap Growth
• James Alpha Funds (Saratoga Funds)
• Janus Funds
• Jensen Funds
• John Hancock Funds
• JP Morgan Funds
• Jubak Global Equity
• Kaizen Hedged
• KCM Macro Trend
• Keeley Funds
• Kellner Capital Funds
• KF Griffin (KFG)
• Kinetics Mutual Funds (Horizon)
• Kopernik Global (Advisors Inner Circle II)
• Larkin Point Equity Preservation Funds
• Lateef Fund (Fundvantage Trust)
• Laudus Funds (Schwab)
• Lazard Asset Management Open End Funds
• LKCM Funds
• Leader Capital Fixed Income Funds
• Leadsman Capital
• Leland Funds (formerly Good Harbor Funds)
• Leuthold Funds (Rafferty Capital Markets)
• Lifetime Achievement Fund
• Limited Term Tax-Ex Bond Fund of America
• Linde Hansen Contrarian Value
• Litman Gregory Masters (Institutional Class Funds)
• LJM Preservation & Growth Funds
• LMCG Global Institutional (Forum Funds)
• LoCorr Funds
• LongBoard funds
• LongLeaf Partners Funds
• Loomis Sayles
• Lord Abbett
• LS Theta
• LSV Mutual Funds (Advisors Inner Circle)
• Lyrical U.S. Funds
• Madison Funds
• Mainstay Investments
• Mairs & Power Funds
• Makefield Managed Futures Strategy
• Managers Funds
• Manning & Napier
• Marathon Value Portfolio
• Mariner Managed Futures Strategy
• Marsico Funds
• Matrix Advisors Value Fund, Inc.
• Matthew 25 Fund
• Matthews Asia Funds
• MD Sass
• Meeder Funds
• Merger Funds
• Meridian Funds
• Merk Funds (Forum Funds)
• Metropolitan Met West Funds
• MFS Funds
• Midas Funds
• Milestone Treasury Obligations (AdvisorOne)
• Miller Convertible Funds (Wellesley Investment Advisors)
• Monetta Trust Mutual Funds
• Monongahela Capital Management (Forum Funds)
• Modern Technology Fund (Belvedere Funds)
• Monte Chesapeake Funds (Mariner Hyman)
• Motley Fool Funds
• Mount Lucas US (Fundvantage Trust)
• Muhlenkamp Fund
• Munder Funds
• Mundoval Funds
• Mutual Funds Series Trust
• Mutual Series Funds (Franklin Templeton)
• MutualHedge / Equinox Futures Strategy
• Nationwide Funds
• Natixis Funds
• Navigator Funds
• New Economy Fund
• Newfound Funds
• New Perspective Fund
• New World Fund
• Nicholas Funds
• Nile Capital Investors Trust
• North Star Funds
• Northern Funds (Northern Trust)
• Northern Lights Fund Trust
• Northern Lights Fund Trust II
• Northern Lights Fund Trust III
• Northern Lights Mutual Funds Series Trust
• Northern Lights Two Roads Shared Trust
• NorthPointe Capital (Advisors Inner Circle Fund III)
• Nuance Investments Mutual Funds
• Nuveen Investments
• Oak Ridge Funds
• Oakmark Funds
• OakTree Funds
• Oakseed Opportunity
• OCM Gold Funds
• Olstein Funds
• Optimum Funds (Delaware Investements)
• Orchard Small Cap Value
• Orinda Mutual Funds
• O'Shaughnessy Asset Management
• Osterweis Capital Management
• Pacific Financial Funds
• Palmer Square
• Panther Small Cap Funds
• Paradigm Funds
• Parnassus Investments
• Patriot Fund
• Pax World Funds
• Payden & Rygel: Payden Mutual Funds
• Payson Total Return (Forum Funds)
• PCS Commodity Strategy
• Pear Tree Funds
• Penn Capital Funds
• Perimeter Small Cap Opportunities
• Perimeter Small Cap Growth
• Perkins Discovery (The World Funds Trust)
• Permanent Portfolio
• Perritt Capital Management
• Persimmon Long/Short
• PFS Funds - Castle Focus Fund
• PIA (Pacific Investment Advisors)
• PIMCO (Pacific Investment Management Co)
• Pinnacle Tactical Allocation
• Plumb Funds (Wisconsin Capital)
• Polaris Global Value (Forum Funds)
• Polen Funds (Fundvantage)
• Poplar Forest Funds
• Portfolio 21 Global Equity Fund
• Power Income or Dividends Funds
• Praxis Funds (MMA Praxis)
• Price, T Rowe
• PRIMECAP Odyssey Funds
• Princeton Fund Advisors (Athena Value)
• Princeton Futures Strategy
• Principal Funds
• Private Capital Management (Fundvantage)
• Probabilities Fund
• Professionally Managed Portfolios- Becker Funds
• Profit Funds Investment Trust, The
• ProFunds
• Provident Mutual Funds
• PSI Funds
• PTA Comprehensive Alternatives
• Putnam Investments
• Quaker Funds
• Rainier Funds
• Ramius Funds (Aristotle)
• Raylor Managed Futures Strategy (Taylor Xplor)
• RBB Funds, The (Boston Partners)
• RBC Funds Global Asset Management
• Reaves Utility & Energy (Advisors Inner Circle II)
• Redwood Managed Volatility Funds
• Regal Total Return Fund
• REMS Real Estate Portfolios (The World Funds Trust)
• Renaissance Large Cap Growth Fund
• RESQ Funds
• Rice Hall James (RHJ) Funds (Advisors Inner Circle)
• Ridgeworth Investments
• Risk X (RX) Funds
• Riverbridge Growth
• RiverNorth Funds
• Riverpark Funds
• Rivington Diversified Funds (Fundvantage Trust)
• RMB Capital Management (formerly Burnham)
• RNC Genter Dividend Income
• Robeco Boston Partners
• Robert W Baird Funds (Baird Funds)
• Roge Partners Fund
• Rothschild Larch Lane (Advisors Inner Circle III)
• Royce Funds
• RPg Emerging Market Sector
• RS Funds
• Rydex Funds (Guggenheim Investments)
• RX Funds Trust (Risk X)
• S1 Fund
• Salient Partners / Salient MF Trust
• Sandalwood Opportunity
• Sands Capital (Advisors Inner Circle)
• Saratoga Funds
• Satuit Funds (Tocqueville)
• Schneider Funds
• Schooner Funds
• Schroders US Mutual Funds
• Schwab Funds
• Schwartz Value Fund (Ave Maria)
• Scotia Dynamic US Growth (RBB Funds)
• Scout Funds
• Seafarer Funds
• Segall Bryant & Hamill
• SEI Funds
• Selected Funds (part of Davis Funds)
• Semper MBS Funds
• Sextant Mutual Funds (part of Amana/Saturna Family)
• SFG Futures Strategy
• Shelton Funds
• Shenkman Funds (see Harbor Funds)
• SkyBridge Dividend Value (Fundvantage Trust)
• Sierra Funds
• SignalPoint Global Alpha
• SilverPepper Funds
• Skyline Special Equities Portfolio
• Smallcap World Fund
• Smead Value Fund
• Smith Group Funds
• Snow Capital Family of Funds
• Sound Shore Fund
• SouthernSun Funds
• Steinberg Asset Management (Forum Funds)
• Steward Mutual Funds (Capstone Asset Planning)
• Stewart Capital
• Stone Toro Long Short Fund
• Stralem Fund
• Strategic Latin America Fund
• Summit Global Investments (RBB Funds)
• SunAmerica Mutual Funds
• SuperFund Managed Futures (Equinox)
• Sustainable Opportunities
• Swan Defined Risk Funds
• Systematic Funds
• T Rowe Price
• Tactical Asset Allocation
• Tax-Emempt Funds of CA/MD/VA
• Tax-Exempt Bond Fund of America
• Taylor Xplor Managed Futures
• TCM (Tygh Capital Management) Growth Funds
• TCW Galileo Funds
• Teberg Fund
• TETON Westwood (Gabelli/GAMCO)
• TFS Funds
• THB-Thomson Horstmann & Bryant (Advisors Inner Circle)
• Third Avenue
• Thomas White Funds
• Thompson IM
• Thornburg Investment Management
• TimeSquare International Small Cap Fund
• Timothy Plan
• TIP Funds (Turner Investments)
• Tocqueville Funds
• Toews Hedged Funds
• Toreador International Funds (The World Funds Trust)
• Torray Fund
• Tortoise Capital Advisors
• Touchstone Investments
• Towle Deep Value Fund
• Transamerica Funds
• Tributary Funds
• Trilogy Funds
• TS&W Equity Portfolio (Advisors Inner Circle)
• Turner Investments (TIP Funds)
• Tweedy, Browne Mutual Funds
• Two Oaks Diversified Growth & Income
• Two Roads Shared Trust
• U.S. Global Investors
• U.S. Government Securities Fund
• Ultimus Managers Trust
• Union Street Partners Value (The World Funds Trust)
• USA Mutuals (formerly Vice Funds)
• Valley Forge Fund
• Value Line
• Van Eck Funds
• Vanguard Group
• Vice Funds (see USA Mutuals)
• Victory (VCM) Funds
• Villere Funds (Quaker)
• Virtus Investment Partners
• Vista (VRM) Listed Private Equity
• Vivaldi Merger Arbitrage
• Voya Investment Management (formerly ING)
• Vulcan Value Partners
• Waddell & Reed Advisors
• Wasatch Funds
• Washington Mutual Investors
• Wavelength
• WBI Investments
• WCM Funds
• Weitz Investment Management Funds
• Wellesley Investment Advisors (Miller Convertible Funds)
• Wells Fargo Advantage Funds
• West Shore Real Return Income Funds
• WestCore Funds (Denver Investments)
• Westport Funds
• Westwood Funds (Advisor's Inner Circle)
• WHV Funds (Fundvantage Trust)
• William Blair Funds
• Williamsburg Investment Trust: FBP Funds
• Williamsburg Investment Trust: Davenport Funds
• Wilshire Mutual Funds
• Wintergreen Fund
• Wisconsin Capital Funds (Plumb Funds)
• World Funds (Pax)
• World Funds Trust, The (First Dominion Capital)
• Wright Managed Funds / Wright Investors' Service
• Yacktman Funds
• Zacks Funds
• Zeo Strategic Income
• Zevenbergen Funds

Note: Investors should consider the investment objectives, risks, charges and expenses of the investment company carefully before investing.  To check this or any other information about a specific mutual fund, please request a prospectus from the fund company or Trading Direct, to read thoroughly before entering an order.

FundVest is a registered service mark of Pershing, LLC.

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