Mutual Fund List
Below is a listing of the mutual fund families offering open-end funds through Trading Direct / Penson Financial Services.
Mutual fund offerings are seperated into three categories:
- Load Funds
- No-Load Funds
- No-Transaction-Fee (NTF) Funds
Any charges which may be imposed when purchasing or selling a mutual fund, will depend upon this category classification. See the Pricing page for charges which may be imposed by Trading Direct.
To check availablity, classification, or other information on a specific mutual fund, including charges & expenses which may be imposed directly by the mutual fund company, check the Master List {2.77MB, xls}. This is a large file, allow ample time to download. Note: Trading Direct's minimum purchase amount is $100, even if an individual fund has a lower stated minumum.
If you are unable to open the file, please contact us. It will be helpful if you know the symbols before calling.
Important Notice: Data is believed to be accurate as of the publish date of the "Master List" spreadsheet, but is subject to change. For more complete information, including investment objectives and risk factors, and to confirm any charges or expenses on a specific mutual fund, contact the particular mutual fund company to obtain a prospectus. Read it carefully before investing.
Mutual Fund Families
| ACCESSOR | DRIEHAUS | LAZARD | QUAKER |
| ADVISORS INNER CIRCLE | DUNCAN HURST | LEADER | QUANT |
| AEGIS | DWS | LEEB | QUEENS ROAD |
| AFBA 5STAR | EATON VANCE | LEUTHOLD | RAINIER |
| AIM | EDGAR LOMAX | LIPPER | RENAISSANCE |
| AIP ALTERNATIVE | EMPIRIC | LKCM | REYNOLDS |
| AL FRANK | EVERGREEN | LONGLEAF PARTNERS | ROBECO BOSTON PARTNERS |
| ALGER | EXCELSIOR | LOOMIS SAYLES | ROOSEVELT |
| ALLEGIANT | FAIRHOLME | LORD ABBETT | ROYCE |
| ALLIANCE BERNSTEIN | FAM | MAINSTAY | RS |
| ALLIED ASSET ADVISORS | FBR | MANAGERS | RYDEX |
| ALPINE | FEDERATED | MANNING AND NAPIER | SAFECO |
| AMERICAN BEACON | FIDELITY ADVISOR | MARSHALL | SANTA BARBARA |
| AMERICAN CENTURY | FIDELITY INVESTMENT | MARSICO | SARATOGA |
| AMERICAN FUNDS | FIFTH THIRD | MASTERS SELECT | SATUIT |
| AMERICAN GROWTH | FIRST AMERICAN | MATRIX | SCHNEIDER |
| AMERICAN TRUST | FIRST EAGLE | MATTHEWS | SCHWARTZ |
| AMERISTOCK | FIRST INVESTORS | MERGER | SECURITY BENEFIT |
| AMF | FIRST SOURCE MONOGRAM | METROPOLITAN WEST | SEI |
| AMIDEX | FIRSTHAND | MFS | SELECTED |
| API TRUST | FLEX | MIDAS | SELIGMAN |
| APPLESEED | FMI | MMA PRAXIS | SENTINEL |
| AQUILA | FORUM | MONETTA | SIT |
| AQUINAS | FORWARD | MOSAIC | SMART GROWTH |
| ARBITRAGE | FPA | MTB | SOUND MIND INVESTING |
| ARIEL | FRANKLIN TEMPLETON | MUHLENKAMP | SOUND SHORE |
| ARTISAN | FUND X | MUNDER | SSGA |
| ASTON | GABELLI | NATIONWIDE | STEWARD |
| AXA ENTERPRISE | GATEWAY | NATIXIS | STI CLASSIC |
| BARON | GE | NAVELLIER | STONEBRIDGE |
| BARRETT OPPORTUNITY | GOLDMAN SACHS | NEEDHAM | STRATTON |
| BB&T | GREEN CENTURY | NEUBERGER BERMAN | SUNAMERICA |
| BBH | GREENSPRING | NEW ALTERNATIVES | SYMONS |
| BECKER | GREENVILLE | NEW YORK STATE OPPORTUNITY | T ROWE PRICE |
| BERKSHIRE | GREENWICH | NICHOLAS | TA IDEX |
| BERWYN | GUINNESS ATKINSON | NOAH | TAMARACK |
| BJURMAN | HARBOR | NORTH TRACK | TCM |
| BLACKROCK | HARBOR | NORTHEAST INVESTORS GROWTH | TCW |
| BNY HAMILTON | HARDING LOEVNER | NORTHEAST INVESTORS TRUST | TFS CAPITAL |
| BOGLE | HARTFORD | NORTHERN | THIRD AVENUE |
| BRANDYWINE | HEARTLAND | NORTHERN LIGHTS | THOMPSON PLUMB |
| BRAZOS | HENDERSON GLOBAL | NUVEEN | THORNBURG |
| BRIDGES | HENNESSY | OAK ASSOCIATES | TILSON |
| BRIDGEWAY | HENSSLER | OAK VALUE | TIMOTHY PLAN |
| BROWN CAPITAL | HERITAGE | OAKMARK | TOCQUEVILLE |
| BROWN IA | HIGH POINTE | OBERWEIS | TORRAY |
| BUFFALO | HIGHLAND | OCEAN STATE | TOUCHSTONE |
| BURNHAM | HIGHMARK | OLD MUTUAL | TRANSAMERICA PREMIER |
| CALAMOS | HILLMAN | OLSTEIN | TURNAROUND |
| CALDWELL & ORKIN | HODGES | OPPENHEIMER | TURNER |
| CALVERT | HOTCHKIS & WILEY | OSTERWEIS | UBS |
| CAPITAL ADVISORS | HOWARD EQUITY | PACIFIC ADVISORS | UMB SCOUT |
| CAUSEWAY | HUSSMAN | PACIFIC CAPITAL | UNIFIED |
| CENTURY | ICM ISABELLE | PACIFIC LIFE (PL) | US GLOBAL ACCOLADE |
| CHAMPLAIN | ICM SMALL COMPANY | PARADIGM | US GLOBAL INVESTORS |
| CHASE | ICON | PARNASSUS | VALUE LINE |
| CHESAPEAKE | ING | PARR | VAN ECK |
| CITIZENS | INTEGRITY | PAX WORLD | VAN KAMPEN |
| CLIPPER | ISI | PAYDEN | VAN WAGONER |
| COHEN & STEERS | IVY | PERFORMANCE | VANGUARD |
| COLORADO BOND SHARES | JACKSON | PERKINS | VICTORY |
| COLUMBIA | JACOB INTERNET | PERMANENT | VILLERE |
| CONESTOGA | JAMES ADVANTAGE | PERRITT | VINTAGE |
| CRA | JAMESTOWN | PHOENIX | VONTOBEL/WORLD |
| CREDIT SUISSE | JANUS | PIA | WASATCH |
| CRM | JAPAN | PIMCO/ALLIANZ | WEITZ |
| CULLEN | JENSEN | PIONEER | WELLS FARGO ADVANTAGE |
| DAVIS | JOHN HANCOCK | PNC | WELLS REAL ESTATE |
| DELAFIELD | JP MORGAN | POLYNOUS | WESTPORT |
| DELAWARE | JULIUS BAER | PORTFOLIO 21 | WILLIAM BLAIR |
| DIAMOND HILL | JUNDT | PRIMECAP ODYSSEY | WILSHIRE |
| DIVIDEND GROWTH TRUST | KEELEY | PRINCIPAL INVESTORS | WINSLOW |
| DODGE & COX | KELMOORE | PROFUNDS | WINTERGREEN |
| DOMINI | KENSINGTON | PRUDENT BEAR | WIRELESS |
| DREYFUS | KINETICS | PRUDENTIAL | WRIGHT |
| DREYFUS FOUNDERS | LAUDUS ROSENBERG | PUTNAM | YACKTMAN |
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